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Health Planning Associates, Inc. v. Whitlock

Appellate Court of Connecticut
Aug 25, 1987
529 A.2d 1352 (Conn. App. Ct. 1987)

Opinion

(4616)

The plaintiff sought to recover for certain consulting and planning services rendered to the defendant. The matter was referred to an attorney fact-finder who filed a report finding the facts in favor of the plaintiff, and the trial court rendered judgment accepting that report. On the defendant's appeal, Held: 1. The defendant's claim to the contrary notwithstanding, the establishment of a fact-finding procedure pursuant to the rule making authority of the judges of the Superior Court did not constitute an unconstitutional delegation of legislative authority; factfinders do not function as judges and thus legislative control over appointments is not required. 2. There was no merit to the defendant's claim that the standards for selecting factfinders are vague and insufficient.

Submitted on briefs April 2, 1987

Decision released August 25, 1987

Action to recover monies owed for services rendered to the defendant, and for other relief, brought to the Superior Court in the judicial district of Stamford-Norwalk and referred to Michael Gene Clear, attorney factfinder, who filed a report finding the facts in favor of the plaintiff; thereafter, the court, Lewis, J., rendered judgment for the plaintiff accepting the factfinder's report; subsequently, the court denied the defendant's motion to reargue, and the defendant appealed to this court. No error.

David S. Grossman filed a brief for the appellant (defendant).

Stephen W. Studer filed a brief for the appellee (plaintiff).


The plaintiff instituted this suit to recover for services rendered to the defendant. The case was referred to an attorney factfinder pursuant to Practice Book 546D on March 15, 1985. The defendant requested a continuance which was denied by the court, Cioffi, J., and the matter was set for a hearing to be held on March 22, 1985. The defendant's counsel appeared before the factfinder on that date and again requested a continuance. The factfinder denied the request stating that he was without authority to grant a continuance. General Statutes 52-549t; Practice Book 546K(a). The defendant did not attend or participate in the factfinder's subsequent hearing.

General Statutes 52-549t and Practice Book 146K(a) provide in pertinent part: "Where a party falls to appear at the hearing, the fact-finder shall nonetheless proceed with the hearing. . . ."

The factfinder found that the parties had entered into a written agreement which had been executed by the defendant in January, 1983. The agreement provided that the plaintiff was to perform certain consulting and planning services for the defendant. The plaintiff was to be paid on an hourly basis, and, in fact, received payment in the amount of $1112.70 in March, 1983, for work done. The plaintiff continued work on the project, but never received additional remuneration. The factfinder concluded that the plaintiff was entitled to an additional $6239.35 for the reasonable value of its continued services, and recommended that judgment enter for the plaintiff in that amount.

The factfinder's report was submitted on July 19, 1985. The defendant was granted an extension of time to file objections until August 26, 1985. On September 16, 1985, the trial court rendered judgment pursuant to the factfinder's report. On September 23, 1985, the defendant filed an objection to the factfinder's report. On October 8, 1985, the objection was denied as untimely. On October 9, 1985, the defendant moved to reargue the rendition of judgment, claiming that he had not been given the opportunity to present oral argument on his objection. From the denial of the motion to reargue, the defendant has appealed.

It appears that the trial court treated the motion to reargue as a motion to open the judgment.

The defendant raises four claims of error: (1) that the delegation by the legislature of the authority to establish a factfinding procedure pursuant to the rule-making authority of the judges of the Superior Court was improper and violated the Connecticut constitution, thus depriving the trial court of jurisdiction to render judgment on the finding of facts; (2) that the standards for selecting factfinders are vague and insufficient; (3) that the factfinder does have authority to grant continuances; and (4) that the award of damages was improperly calculated since there was no finding of the precise number of hours worked. We find no error.

Although the defendant's claims were not distinctly raised at trial, his first claim challenges the jurisdiction of the court to render a judgment. Such a claim may be raised at any time. The defendant's second claim implicates his right to due process. See Midland Ins. Co. v. Universal Technology, Inc., 199 Conn. 518, 521, 508 A.2d 427 (1986). Accordingly, we review the first two of his claims. See Seal Audio, Inc. v. Bozak, Inc., 199 Conn. 496, 499, 508 A.2d 415 (1986).

The defendant claims that the appointment of fact-finders violated article first, 10 and 20, and article fifth, 2 (as amended by article twentieth, 2), of the Connecticut constitution.

Article first, 10, provides in pertinent part: "All courts shall be open, and every person, for an injury done to him in his person, property or reputation, shall have remedy by due course of law, and right and justice administered without sale, denial or delay."

Article first, 20, provides in pertinent part: "No person shall be denied the equal protection of the law. . . ."

Article fifth, 2, provides in pertinent part: "The judges of the supreme court and of the superior court shall, upon nomination by the governor, be appointed by the general assembly in such manner as shall by law be prescribed."

Subsequent to the filing of this appeal, our Supreme Court considered these issues in relation to the appointment of attorney state referees under General Statutes 52-434(a)(4) in Seal Audio, Inc. v. Bozak, Inc., supra.

General Statutes 52-434(a)(4) provides in pertinent part: "In addition to the state referees who are appointed pursuant to subdivision (1), (2) or (3) of this section, the chief justice may appoint, from qualified members of the bar of the state, as many state referees as he may from time to time deem advisable or necessary."

Our Supreme Court has stated that attorney state referees do not have the power to perform the same functions as judges. Specifically, attorney state referees cannot render judgment. "[A]n attorney referee is simply a factfinder whose determination of the facts is reviewable in accordance with well established procedures prior to the rendition of judgment by the court. Practice Book 428 through 445." (Emphasis added.) Seal Audio, Inc. v. Bozak, Inc., supra, 502. Similarly, we conclude that factfinders are not judges.

Article fifth, 2, of the Connecticut constitution requires that judges be appointed by the general assembly. Since neither attorney state referees nor fact-finders are judges, the requirements of article fifth, 2, are not applicable. Factfinders are appointed solely by the chief court administrator in accordance with General Statutes 52.549p. See Seal Audio, Inc. v. Bozak, Inc., supra, 501, 507-508, citing Northern Pipeline Construction Co. v. Marathon Pipe Line Co., 458 U.S. 50, 73-86, 102 S.Ct. 2858, 73 L.Ed.2d 598 (1982).

General Statutes 52-549p provides in pertinent part: "(a) Upon publication of a notice in the Connecticut Law Journal, any commissioner of the superior court admitted to practice in this state for at least five years, who is willing and able to act as a fact-finder, may submit his name to the office of the chief court administrator for approval to be placed on a list of available fact-finders for one or more judicial districts. The criteria for selection and approval of the fact-finders shall be promulgated by the judges of the superior court. Upon selection and approval by the chief court administrator, for such term as he may fix, the fact-finders shall be sworn or affirmed to try justly and equitably all matters at issue submitted to them. The chief court administrator, in his discretion, may at any time revoke any such approval."

Similarly, under General Statutes 52-549p, fact-finders are not empowered to function as judges. The hearing procedures employed by factfinders in general and by this factfinder in particular are similar to those of attorney referees which were approved in Seal Audio, Inc. v. Bozak, Inc., supra. Thus, on the basis of that case, we conclude that the delegation of authority to the rule making authority of the judges of the Superior Court who in turn established the factfinder program did not violate the defendant's constitutional rights.

The defendant's claim that the standards for selecting factfinders are vague and insufficient is without merit. The interpretation of 52-434(a)(4) that our Supreme Court adopted in Seal Audio, Inc., limiting the role of an attorney referee to that of a factfinder or committee governed by the provisions of 52-425 and Practice Book 428 and 434, is a sufficient response to this claim. The statute and the rules relied on by the court clearly define the authority of a committee appointed to hear the evidence and report the facts to the court and also provide procedures for the protection of the rights of parties in challenging the findings of a committee in the trial court. On the basis of these findings, our Supreme Court has stated that "there is no longer any substance to the contention that 52-434(a)(4) is void for vagueness." Midland Ins. Co. v. Universal Technology, Inc., supra, 52. We conclude that the statute and the rules governing factfinders provide similarly adequate standards and safeguards.

To the extent that the defendant also claims that due process requires a court to be constitutionally sanctioned and safeguarded by legislative control over appointments of those who perform a judicial role, our prior discussion of the claimed violations of article fifth, 2, is a sufficient response. We concluded that factfinders do not function as judges and thus legislative control over appointments is not required. A similar conclusion has been reached in regard to due process challenges to the use of nonjudicial persons appointed by the federal judiciary to find facts. See Seal Audio, Inc. v. Bozak, Inc., supra, 516; United States v. Raddatz, 447 U.S. 667, 681-84, 100 S.Ct. 2406, 65 L.Ed.2d 424, reh. denied, 448 U.S. 916, 101 S.Ct. 36, 65 L.Ed.2d 1179 (1980).

Since the defendant failed to raise properly claims three and four to the trial court, pursuant to Practice Book 546H, or within the time extended by the trial court, and since they are nonconstitutional in nature, we will not review those objections.


Summaries of

Health Planning Associates, Inc. v. Whitlock

Appellate Court of Connecticut
Aug 25, 1987
529 A.2d 1352 (Conn. App. Ct. 1987)
Case details for

Health Planning Associates, Inc. v. Whitlock

Case Details

Full title:HEALTH PLANNING ASSOCIATES, INC. v. DONALD A. WHITLOCK

Court:Appellate Court of Connecticut

Date published: Aug 25, 1987

Citations

529 A.2d 1352 (Conn. App. Ct. 1987)
529 A.2d 1352

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