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Harvey v. Blake

United States Court of Appeals, Fifth Circuit
Oct 1, 1990
913 F.2d 226 (5th Cir. 1990)

Summary

holding that the doctrine of qualified immunity does not protect a government official who is sued in an official capacity under Title VII because Title VII does not impose personal liability

Summary of this case from Indest v. Freeman Decorating, Inc.

Opinion

No. 89-2215.

October 1, 1990.

Robert J. Collins, Mark Thompson, Sr. Asst. City Atty., John Fisher, Houston, Tex., for defendant-appellant.

Theadore R. Andrews, Andrews Matthews, Houston, Tex., for plaintiff-appellee.

Appeal from the United States District Court for the Southern District of Texas.

Before GEE, GARWOOD, and HIGGINBOTHAM, Circuit Judges:


Today's case presents the question whether a city-employed supervisor accused of sexual harassment may utilize the defense of qualified immunity against a demand for backpay under Title VII. Because under Title VII a public official may be liable in her official capacity only, the doctrine of qualified immunity, which protects the official from personal liability, is inapplicable.

Facts

The appellee, Fernando Harvey, was hired by the City of Houston to serve as an Inspector I in its Public Service Department. The appellant, Thorne Blake, was Mr. Harvey's supervisor.

In March 1985 Mr. Harvey complained of sexual harassment by Ms. Blake to the director of the city's Public Service Department, Jane Cater. Later that same month, Mr. Harvey filed a sexual harassment complaint with the city's Affirmative Action Division.

After Mr. Harvey filed the complaint, the Street Lighting Division supervised by Ms. Blake was transferred to the city's Traffic and Transportation Department. Mr. Harvey remained with the Public Service Department and worked in the Telecommunications Division until he was terminated in September 1985.

Mr. Harvey filed a charge alleging sex discrimination and retaliation with the Equal Employment Opportunity Commission. Following the receipt of a right-to-sue letter in June 1986, Mr. Harvey then instituted the present action, alleging violations of Title VII, and of his rights under the First, Fifth and Fourteenth Amendments. Named as defendants were Ms. Blake and Ms. Cater in both their individual and official capacities, along with various other city officials.

The defendants moved for summary judgment, with Ms. Blake asserting the defense of qualified immunity. The district court dismissed Mr. Harvey's constitutional claims, ruling that Mr. Harvey's speech was not a matter of public concern and that Mr. Harvey had no property interest in his employment. The district court also dismissed another defendant to whom the suit was time barred. The court also dismissed Ms. Cater in her individual capacity under the doctrine of qualified immunity. The district court declined, however, to grant Ms. Blake qualified immunity, reasoning that Ms. Blake's actions were performed in her individual capacity.

Discussion

Ms. Blake contests on appeal the lower court's denial of her motion for summary judgment on the issue of qualified immunity. She contends that as the actions she was alleged to have taken were not in violation of federal rights which were clearly established at the time, qualified immunity should have been given. See Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982). This argument assumes, however, that the doctrine of qualified immunity applies to Title VII actions; for the reasons given below, we hold that it does not.

A district court's denial of a claim of qualified immunity is an appealable final decision within the meaning of 28 U.S.C. § 1291. See Brown v. Texas A M University, 804 F.2d 327, 331 (5th Cir. 1986).

Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e- 2000e-17, imposes liability for back pay upon Employers who violate the Act's provisions. Section 2000e(b) defines an Employer as "a person engaged in an industry affecting commerce ... and any agent of such a person." Like all of Title VII's provisions, the phrase "any agent" should be accorded a liberal construction. See, e.g., Rogers v. EEOC, 454 F.2d 234, 238 (5th Cir. 1971), cert. denied, 406 U.S. 957, 92 S.Ct. 2058, 32 L.Ed.2d 343 (1972); Quijano v. University Federal Credit Union, 617 F.2d 129, 131 (5th Cir. 1980). Under this liberal construction, immediate supervisors are Employers when delegated the employer's traditional rights, such as hiring and firing. See Hamilton v. Rodgers, 791 F.2d 439, 442-43 (5th Cir. 1986); Williams v. City of Montgomery, 742 F.2d 586 (11th Cir. 1984), cert. denied, 471 U.S. 1005, 105 S.Ct. 1868, 85 L.Ed.2d 161 (1985). In the present appeal Ms. Blake does not contest the characterization of her as an agent of the city, and thus as Mr. Harvey's "Employer" under Title VII.

Because Ms. Blake's liability under Title VII is premised upon her role as agent of the city, any recovery to be had must be against her in her official, not her individual, capacity. Clanton v. Orleans Parish School Board, 649 F.2d 1084 (5th Cir. 1981). Only when a public official is working in an official capacity can that official be said to be an "agent" of the government; there can be no liability for backpay under Title VII for the actions of mere co-workers. See, e.g., Flowers v. Rego, 691 F. Supp. 177, 179 (E.D.Ark. 1988); Duva v. Bridgeport Textron, 632 F. Supp. 880 (E.D.Pa. 1985); Guyette v. Stauffer Chemical Co., 518 F. Supp. 521 (D.N.J. 1981). "Personal liability, if any, . . . must be predicated upon a constitutional violation under § 1983." Clanton, 649 F.2d at 1099. Because the doctrine of qualified immunity protects a public official from liability for money damages in her individual capacity only, the doctrine is inapplicable in the Title VII context. See Mangaroo v. Nelson, 864 F.2d 1202, 1204 (5th Cir. 1989). Therefore, the district court erred in denying Ms. Blake summary judgment in her personal capacity, not because she was entitled to qualified immunity, but rather because the suit may proceed against her in her official capacity only.

We note that there is one case from this circuit, in which we failed to make the distinction between a supervisor's official and unofficial capacity. See Hamilton v. Rodgers, 791 F.2d 439 (5th Cir. 1986). The seeming conflict between Clanton and Hamilton is in appearance only; "[i]t has long been a rule of this court that no panel of this circuit can overrule a decision previously made by another." Ryals v. Estelle, 661 F.2d 904, 906 (5th Cir. 1981). When two panel opinions appear in conflict, it is the earlier which controls. Id. Thus, to the extent that Hamilton is inconsistent with the rule established in Clanton, that public officials may be liable for backpay under Title VII in their official capacity only, Hamilton is nonauthoritative.

We therefore VACATE the court's order denying Ms. Blake's motion and REMAND for further proceedings consistent with our opinion.


Summaries of

Harvey v. Blake

United States Court of Appeals, Fifth Circuit
Oct 1, 1990
913 F.2d 226 (5th Cir. 1990)

holding that the doctrine of qualified immunity does not protect a government official who is sued in an official capacity under Title VII because Title VII does not impose personal liability

Summary of this case from Indest v. Freeman Decorating, Inc.

holding that a municipal supervisor could be sued in official capacity only

Summary of this case from Ball v. Renner

holding that the similar provisions in Title VII, 42 U.S.C. § 2000e(b), mean that individuals acting as employer "agents" will be liable in their official capacities only

Summary of this case from Birkbeck v. Marvel Lighting Corp.

holding any liability for a supervisor under Title VII is premised on his or her role as an agent, not as an individual

Summary of this case from Atencio v. Torres

holding city official's liability for back pay was in her official capacity, so doctrine of qualified immunity did not apply

Summary of this case from Moses v. Gautreaux

holding city official's liability for back pay was in her official capacity, so doctrine of qualified immunity did not apply

Summary of this case from Elphage v. Gautreaux

holding that the similar provisions in Title VII, 42 U.S.C. § 2000e(b), mean that individuals acting as employer "agents" will be liable in their official capacities only

Summary of this case from Marlow v. Chesterfield County School Board

holding that immediate supervisors are "employers" when they have been delegated employer's traditional rights, such as hiring and firing

Summary of this case from Desai v. Mississippi Commission for Volunteer Service

holding that the similar provisions in Title VII, 42 U.S.C. § 2000e(b), mean that individuals acting as employer "agents" will be liable in their official capacities only

Summary of this case from Full v. South Carolina Department of Mental Health

holding that Title VII's employer liability is similar to the ADEA's in that individuals acting as an employer's "agents" are liable in their official capacities only

Summary of this case from Lane v. Lucent Technologies, Inc.

holding that a Title VII plaintiff may not recover against a public employee in his individual capacity

Summary of this case from Smith v. Johnson

holding city official's liability for back pay was in her official capacity, so doctrine of qualified immunity did not apply

Summary of this case from Cassels v. Stalder

holding that the similar provisions in Title VII, 42 U.S.C. § 2000e(b), mean that individuals acting as employer "agents" will be liable in their official capacities only

Summary of this case from Bryant v. Locklear

holding that supervisors can only be liable under Title VII in their official capacities

Summary of this case from Griswold v. Dept. of Indus. Relations

finding immediate supervisors may be held liable in their official capacities "when delegated the employer's traditional rights, such as hiring and firing."

Summary of this case from Springfield v. Page

concluding that an elected official should not be liable for official acts

Summary of this case from Oden v. Oktibbeha Cty., Miss

In Harvey v. Blake, 913 F.2d 226, 227-28 (5th Cir. 1990), we also implied that a title VII plaintiff cannot recover against a public employee in his individual capacity.

Summary of this case from Grant v. Lone Star Co.

In Harvey we also specifically rejected a reading of Hamilton v. Rodgers, 791 F.2d 439 (5th Cir. 1986), that would permit personal liability for damages under title VII.

Summary of this case from Grant v. Lone Star Co.

In Harvey and Hamilton, we held that because employees with supervisory responsibility were "agents" of the employer, they themselves could be considered employers under Title VII.

Summary of this case from U.S. v. Shear

noting that Title VII should be liberally constructed to include immediate supervisors when delegated the employer's traditional rights

Summary of this case from Shoemaker v. Metro Information Services

refusing to find individual supervisors personally liable under Title VII

Summary of this case from Carter v. Lutheran Medical Center

noting that a supervisor can only be held liable in his or her official capacity

Summary of this case from Shipley v. Dugan, (S.D.Ind. 1995)

In Harvey v. Blake, 913 F.2d 226, 227-28 (5th Cir. 1990), for example, the court held that, when a supervisor's liability under Title VII is premised upon her role as the employer's agent, any recovery must be in the supervisor's official, not her individual, capacity.

Summary of this case from Lowry v. Clark

In Harvey v. Blake, 913 F.2d 226, 227-28 (5th Cir. 1990) and Weiss v. Coca-Cola Bottling Co. of Chicago, 772 F. Supp. 407, 411 (N.D.Ill. 1991), both courts concluded that the named individual defendants could be held liable only in their official capacities.

Summary of this case from Babb v. Bridgestone/Firestone
Case details for

Harvey v. Blake

Case Details

Full title:FERNANDO C. HARVEY, PLAINTIFF-APPELLEE, v. THORNE BLAKE…

Court:United States Court of Appeals, Fifth Circuit

Date published: Oct 1, 1990

Citations

913 F.2d 226 (5th Cir. 1990)

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