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Graeber v. H.P. Income Protection Plan

United States Court of Appeals, Ninth Circuit
Jun 2, 2008
281 F. App'x 679 (9th Cir. 2008)

Opinion

No. 06-15749.

Argued and Submitted May 14, 2008.

Filed June 2, 2008.

Robert B. Nichols, Jr., San Jose, CA, for Plaintiff-Appellant.

Andrew C. Sullivan, Esq., Nicole A. Diller, Esq., Morgan, Lewis Bockius LLP, San Francisco, CA, for Defendants-Appellees.

Appeal from the United States District Court for the Northern District of California, Charles R. Breyer, District Judge, Presiding. D.C. No. CV-05-01124-CRB.

Before: HUG, KLEINFELD, and N.R. SMITH, Circuit Judges.


MEMORANDUM

This disposition is not appropriate for publication and is not precedent except as provided by 9th Cir. R. 36-3.

Roger Graeber appeals the district court's grant of summary judgment in favor of eight named defendants ("Defendants") in his suit brought pursuant to the Employee Retirement Income Security Act of 1974 ("ERISA") challenging the termination of his long term disability benefits. We have jurisdiction pursuant to 28 U.S.C. § 1291. We affirm.

Because the ERISA plan at issue here unambiguously provided that Voluntary Plan Administrators, Inc. ("VPA") had discretion to determine a claimant's eligibility for benefits and construe the terms of the plan, the district court correctly reviewed VPA's decision for an abuse of discretion. Abatie v. Alta Health Life Ins. Co., 458 F.3d 955, 963 (9th Cir. 2006) (en banc) (citing Firestone Tire and Rubber Co. v. Bruch, 489 U.S. 101, 115, 109 S.Ct. 948, 103 L.Ed.2d 80 (1989)). Additionally, VPA committed no procedural violations which would warrant de novo review of its decision. See id. at 972.

The district court also correctly held that VPA did not abuse its discretion by denying Graeber's claim for benefits. First, although the district court did not have the benefit of Abatie at the time it made its decision, remand is unnecessary because VPA did not have any conflict of interest that the district court needed to weigh when performing its review. See id. at 967-68. Second, VPA's decision was supported by medical evidence and did not conflict with the terms of the ERISA plan. See Jordan v. Northrop Grumman Corp. Welfare Ben. Plan, 370 F.3d 869, 875 (9th Cir. 2004); Saffle v. Sierra Pac. Power Co. Bargaining Unit Long Term Disability Income Plan, 85 F.3d 455, 458 (9th Cir. 1996).

Graeber waived his argument that the district court erred by failing to expand the administrative record because he did not develop the argument in his opening brief. See Entertainment Research Group, Inc. v. Genesis Creative Group, Inc., 122 F.3d 1211, 1217 (9th Cir. 1997) (stating that this court reviews only issues that are argued specifically and distinctly in a party's opening brief). Even if the issue was not waived, however, the district court appropriately refused to expand the administrative record because VPA did not have a conflict of interest or commit flagrant procedural violations. See Abatie, 458 F.3d at 970 (holding that while a district court generally may review only the administrative record in determining whether a plan administrator abused its discretion, the district court may expand the scope of the record as needed to assess a conflict of interest or flagrant procedural violations).

Finally, the district court did not abuse its discretion by failing to assess penalties for VPA's alleged failure to provide plan-related documents to Graeber as required by ERISA. See 29 U.S.C. §§ 1024(b)(4), 1132(c)(1). The record supports the district court's finding that VPA made a good faith effort to comply with Graeber's request.

AFFIRMED.


Summaries of

Graeber v. H.P. Income Protection Plan

United States Court of Appeals, Ninth Circuit
Jun 2, 2008
281 F. App'x 679 (9th Cir. 2008)
Case details for

Graeber v. H.P. Income Protection Plan

Case Details

Full title:Roger GRAEBER, Plaintiff-Appellant, v. The HEWLETT PACKARD INCOME…

Court:United States Court of Appeals, Ninth Circuit

Date published: Jun 2, 2008

Citations

281 F. App'x 679 (9th Cir. 2008)

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