Summary
holding that district court proceedings must be stayed during pendency of Eleventh Amendment appeal
Summary of this case from Fox v. Cnty. of SaginawOpinion
No. 97-2297
SUBMITTED JULY 3, 1997
DECIDED JULY 23, 1997
Lisa Kane (submitted), John Green, Kane Associates, Chicago, IL, for Plaintiff-Appellee.
Carla J. Rozycki, Jeffrey J. Ward, Norma W. Zeitler, Keck, Mahin Cate, Chicago, IL, for Defendant-Appellant.
Appeal from the United States District Court for the Northern District of Illinois, Eastern Division.
No. 96 C 4271.
David H. Coar, Judge.
Before POSNER, Chief Judge, and EASTERBROOK and MANION, Circuit Judges.
The University of Illinois is part of the State for purposes of the eleventh amendment to the Constitution. Kaimowitz v. Board of Trustees of University of Illinois, 951 F.2d 765, 767 (7th Cir. 1992); Kroll v. Board of Trustees of University of Illinois, 934 F.2d 904, 906-07 (7th Cir. 1991). This sets the stage for the University's contention that litigation against it under the Age Discrimination in Employment Act must take place in state rather than federal court. Seminole Tribe of Florida v. Florida, 116 S.Ct. 1114 (1996), holds that the Commerce Clause, the principal source of power to enact the ADEA, does not permit Congress to subject states to suit in federal court. Section 5 of the fourteenth amendment does confer that power, see Fitzpatrick v. Bitzer, 427 U.S. 445 (1976), and we held in Davidson v. Board of Governors of State Colleges and Universities, 920 F.2d 441, 443 (7th Cir. 1990), and EEOC v. Elrod, 674 F.2d 601 (7th Cir. 1982), that the application of the ADEA to states and their subdivisions is an exercise of the sec. 5 power. Now the University of Illinois wants us to revisit that question, relying in part on recent decisions concluding that Congress did not use its power under sec. 5, e.g., Humenansky v. Board of Regents of University of Minnesota, 958 F. Supp. 439 (D. Minn. 1997); MacPherson v. University of Montevallo, 938 F. Supp. 785 (N.D. Ala. 1996), and in part on the view expressed by four Justices in EEOC v. Wyoming, 460 U.S. 226, 259-63 (1983) (dissenting opinion), that Congress could not use sec. 5 to apply the ADEA to the states. (The majority in Wyoming left the question open. 460 U.S. at 243 n. 18. See also Gregory v. Ashcroft, 501 U.S. 452, 468-70 (1991).)
Ardeshir Goshtasby, an assistant professor of engineering at the Chicago campus of the University of Illinois, was passed over for tenure and given a terminal contract in May 1995. He believes that the University discriminated against him because of his age (45 at the time) and filed this suit in federal court seeking damages plus prospective relief. In response, the University invoked the eleventh amendment. After the district court registered its disagreement with MacPherson and ordered the suit to proceed, the University filed an interlocutory appeal on the authority of Puerto Rico Aqueduct Sewer Authority v. Metcalf Eddy, Inc., 506 U.S. 139 (1993). The district judge declined to postpone discovery and other proceedings while the case was on appeal, but a judge of this court issued a stay while the parties filed additional papers. Whether (and when) such a stay during an eleventh amendment appeal is proper is a subject so far not addressed by any court of appeals. The motion for a stay pending appeal has been fully briefed and is ready for decision by this motions panel. Goshtasby has raised the stakes by asking for summary affirmance. We tackle that possibility first.
Elrod holds that the ADEA exercises legislative power under sec. 5, which allows Congress to open federal courts to suits against states. After four Justices in Wyoming disagreed with that conclusion, Davidson reiterated the holding of Elrod. Citing a handful of opinions by district courts in other circuits, the University of Illinois asks us to re-reconsider. Enough!, Goshtasby rejoins. Ordinarily two decisions would be plenty. But the Supreme Court's inconclusive encounters with sec. 5 and the ADEA in Wyoming and Gregory do not end the story. Within the month, the Court held that sec. 5 does not support the Religious Freedom Restoration Act, 42 U.S.C. § 2000bb, because Congress lacks "power to decree the substance of the Fourteenth Amendment's restrictions on the States." Boerne v. Flores, 65 U.S.L.W. 4612, 4615 (U.S. June 25, 1997). Section 5 confers on the legislature only the power to create remedies for violations as defined by the judicial branch, the Court wrote in Boerne. This draws into question the extent to which the ADEA may be applied to the states, for the Court has held that the equal protection clause of the fourteenth amendment permits states to make employment decisions on the basis of age — provided the state's decision satisfies the lax rational-relation test applied to economic legislation. See Gregory, 501 U.S. at 470-73; Vance v. Bradley, 440 U.S. 93 (1979); Massachusetts Board of Retirement v. Murgia, 427 U.S. 307 (1976). Whether the ADEA may be sustained as remedial legislation is a subject for the merits panel to consider; it is enough to say that after Boerne the University's appeal cannot be called frivolous, and the motion for summary affirmance is denied.
Apostol v. Gallion, 870 F.2d 1335 (7th Cir. 1989), holds that when a public official takes an interlocutory appeal to assert a colorable claim to absolute or qualified immunity from damages, the district court must stay proceedings. Our reason was not any formal division of "jurisdiction" between trial and appellate courts — for an appeal from an interlocutory order may endow both courts with authority over discrete portions of the case — but the fact that immunity gives a public official a "right not to be sued" as well as a right to win on the merits. Delay in resolving litigation is unfortunate; costs rise and the chance that the final decision will be accurate falls. See Clinton v. Jones, 117 S.Ct. 1636, 1651 (1997). This led us to say in Apostol that a district court may disregard a frivolous appeal and press ahead. But if the defendant is correct that it has immunity, its right to be free of litigation is compromised, and lost to a degree, if the district court proceeds while the appeal is pending. Just so with an appeal by a state under the eleventh amendment. The Constitution gives states a right to confine litigation to their own courts, which led the Court in Metcalf Eddy to hold that an order refusing to dismiss the case under the eleventh amendment is a "final decision" appealable under 28 U.S.C. § 1291. Contrast Pullman Construction Industries, Inc. v. United States, 23 F.3d 1166 (7th Cir. 1994) (because the United States has waived most of its sovereign immunity to suit in federal court, it may not take an interlocutory appeal to dispute the scope of relief; it has surrendered its "right not to be sued"). Although there are some differences between the rationale of Metcalf Eddy and the rationale of Mitchell v. Forsyth, 472 U.S. 511 (1985), which covers immunity appeals, these differences do not matter under the view we took in Apostol.
Because the University's appeal is not frivolous, proceedings in the district court are stayed until this appeal has been resolved on the merits.