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Frazar v. Hawkins

United States Court of Appeals, Fifth Circuit
Jul 2, 2004
376 F.3d 444 (5th Cir. 2004)

Summary

explaining that appellate jurisdiction does not extend to district-court orders that clarify injunctions

Summary of this case from Symetra Life Ins. Co. v. Rapid Settlements, Ltd.

Opinion

Nos. 00-41112, 01-40667.

July 2, 2004.

Alisa Beth Klein, Mark Bernard Stern, U.S. Dept. of Justice, Civ. Div.-App. Staff, Washington, DC, for U.S., Amicus Curiae.

Susan F. Zinn (argued), San Antonio, TX, Edward B. Cloutman, III, Law Offices of Ed Cloutman, Dallas, TX, Jane K. Swanson, The Woodlands, TX, for Plintiffs-Appellees.

Matthew F. Stowe (argued), Austin, TX, for Defendants-Appellants.

Appeals from the United States District Court for the Eastern District of Texas.

Before REAVLEY, SMITH and DENNIS, Circuit Judges.


We address these interlocutory appeals for a second time. For background, we refer the reader to the district court opinion, our first panel decision, and the Supreme Court's decision.

Frew v. Gilbert, 109 F. Supp.2d 579 (E.D. Tex. 2000).

Frazar v. Gilbert, 300 F.3d 530 (5th Cir. 2002) (Frew I).

Frew v. Hawkins, 124 S.Ct. 899 (2004).

In Frew I, we considered two consolidated appeals brought by the State defendants (the State). In appeal No. 01-40667, we held that appellate jurisdiction existed over the denial of a motion to dismiss a supplemental complaint only because of the Eleventh Amendment issue. Frew I, 300 F.3d at 551. The Eleventh Amendment arguments included the so-called Westside Mothers arguments, which we rejected. We do not have appellate jurisdiction over any other issues raised in appeal No. 01-40667, and all such issues are therefore dismissed from this appeal.

See Frew I, 300 F.3d at 550-51 n. 102) (discussing Westside Mothers v. Haveman, 133 F. Supp.2d 549 (E.D. Mich. 2001), aff'd in part, rev'd in part, 289 F.3d 852 (6th Cir. 2002)).

To the extent that Frew I purported to vacate the district court order denying the motion to dismiss and this portion of Frew I survives the Supreme Court's decision, we withdraw that language from Frew I.

The other appeal, No. 00-41112, concerned the district court order enforcing the consent decree. Attempting to apply circuit precedent, particularly Lelsz v. Kavanagh, 807 F.2d 1243 (5th Cir. 1987), and Saahir v. Estelle, 47 F.3d 758 (5th Cir. 1995), and stating that we "are bound by the law of our circuit," Frew I, 300 F.3d at 543, we concluded that the consent decree was unenforceable under the Eleventh Amendment except to the extent that a violation of the decree was also a statutory violation that amounted to a violation of a federal right independently actionable under 42 U.S.C. § 1983. The Supreme Court reversed, holding that the consent decree may be enforced on its own terms without running afoul of the Eleventh Amendment.

But see Lelsz v. Kavanagh, 815 F.2d 1034, 1035 (5th Cir. 1987) (Reavley, J., dissenting from denial of en banc review in Lelsz).

Insofar as the State argued that the district court's order violated the Eleventh Amendment, we concluded in Frew I that we had appellate jurisdiction in No. 00-41112 for two reasons. First, "the collateral order doctrine allows immediate appellate review of an order denying a claim of Eleventh Amendment immunity." Frew I, 300 F.3d at 537 (citingP.R. Aqueduct Sewer Auth. v. Metcalf Eddy, Inc., 506 U.S. 139, 147 (1993)). Second, we believed that we had appellate jurisdiction under 28 U.S.C. § 1292(a)(1), which allows interlocutory appeals of orders "refusing to dissolve or modify" an injunction. The State argued that the consent decree could only be enforced under Lelsz and Saahir to the extent that it enforced federal statutory rights. Limiting the consent decree to remedying statutory violations of federal statutory rights would, as the district court aptly noted, "nullify entire sections of the decree," 109 F. Supp.2d at 666, and we therefore viewed the State's Eleventh Amendment argument as an argument, for all practical purposes, that the district court should have modified the consent decree. The refusal to modify a consent decree is appealable under § 1292(a)(1), since consent decrees are injunctions for purposes of that statute.Hamilton Plaintiffs v. Williams Plaintiffs, 147 F.3d 367, 370 (5th Cir. 1998).

On remand to this court from the Supreme Court, the State continues to press its remaining arguments that the district court improperly expanded the scope of the consent decree beyond the agreement of the parties. What is left of the appeal is a dispute regarding the construction of various provisions of the consent decree, essentially a contract dispute. Interlocutory appeals are allowed where the district court refuses to modify an injunction, as discussed above, but § 1292(a)(1) does not by its terms cover disputes concerning the scope or interpretation of an injunction previously entered. Hence, we have held that "interlocutory appeals are not allowed when a court merely enforces or interprets a previous injunction." In re Ingram Towing Co., 59 F.3d 513, 516 (5th Cir. 1995) (emphasis omitted). In arguing that the district court interpreted the injunction in a manner more expansive than the parties agreed or intended, the State is not seeking a modification of the decree, but is merely taking issue with the district court's interpretations of various portions of the decree. We have no appellate jurisdiction over these rulings under § 1292(a)(1).

Nor do we have pendent appellate jurisdiction to hear what is left of the appeal. "Pendant appellate jurisdiction is only proper in rare and unique circumstances where a final appealable order is `inextricably intertwined' with an unappealable order or where review of the unappealable order is necessary to ensure meaningful review of the appealable order." Thornton v. General Motors Corp., 136 F.3d 450, 453 (5th Cir. 1998). This test is not met here. The Eleventh Amendment arguments are not inextricably tied to the issues of whether the district court simply misinterpreted various provisions of the decree.

At this juncture, our proper disposition is to remand the case to the district court for further proceedings. Future appeals, if any, may challenge the district court's interpretation of the consent decree as well as findings of contempt and rulings on any new contentions of the parties.

Accordingly, the district court's orders are affirmed insofar as the State contended that they violated the Eleventh Amendment. The remainder of the appeal is dismissed for lack of appellate jurisdiction, and the case is remanded to the district court for further proceedings. We direct the clerk to assign any future appeals of this cause to the present panel.

AFFIRMED IN PART, DISMISSED IN PART, AND REMANDED.


Summaries of

Frazar v. Hawkins

United States Court of Appeals, Fifth Circuit
Jul 2, 2004
376 F.3d 444 (5th Cir. 2004)

explaining that appellate jurisdiction does not extend to district-court orders that clarify injunctions

Summary of this case from Symetra Life Ins. Co. v. Rapid Settlements, Ltd.
Case details for

Frazar v. Hawkins

Case Details

Full title:JENEVA FRAZAR, Etc. ET AL., Plaintiffs. LINDA FREW, as next friend of her…

Court:United States Court of Appeals, Fifth Circuit

Date published: Jul 2, 2004

Citations

376 F.3d 444 (5th Cir. 2004)

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Frew v. Hawkins

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