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Ellis v. State

Supreme Court of Arkansas
Feb 10, 1986
288 Ark. 186 (Ark. 1986)

Summary

holding the fact that circumstances beyond the control of the trial court and prosecutor prevent a defendant from getting the benefit of sentence concessions does not constitute "manifest injustice" allowing plea withdrawal where court did everything it could to persuade federal authorities to accept defendant to begin serving ten year federal sentence and receive credit for time served against ten year state sentence, but federal authorities refused acceptance

Summary of this case from Lewis v. State

Opinion

No. CR 85-202

Opinion delivered February 10, 1986

1. CRIMINAL PROCEDURE — WITHDRAWAL OF GUILTY PLEA — WHEN ALLOWED. — Ark. R. Crim. P. 26.1 (a) provides that withdrawal of a guilty plea may be allowed to correct a manifest injustice if the defendant proves that he did not receive the charge or sentence concessions contemplated by the plea agreement and the prosecutor failed to seek or not to oppose the concessions. 2. CRIMINAL PROCEDURE — PLEA AGREEMENT — ACCUSED NOT GUARANTEED HE WILL RECEIVE BENEFIT OF PLEA BARGAIN. — No accused is guaranteed he will actually receive the benefit of his plea bargain, but he is guaranteed the prosecutor will seek or not oppose the concessions promised. 3. CRIMINAL PROCEDURE — PLEA BARGAIN — IMPLEMENTATION OF PLEA BARGAIN BY PROSECUTOR AND TRIAL COURT STYMIED BY FAILURE OF FEDERAL AUTHORITIES TO COOPERATE — EFFECT. — Where the defendant has received full cooperation from the prosecutor and the trial court in an attempt to implement his plea bargain, there is no "manifest injustice," as defined in Rule 26.1, Ark. R. Crim. P., even though the plea agreement has not been carried out due to the failure of federal authorities to cooperate.

Appeal from Nevada Circuit Court; Philip B. Purifoy, Judge; affirmed.

Honey Rodgers, by: Charles L. Honey, for appellant.

Steve Clark, Atty Gen., by: Clint Miller, Asst. Atty Gen., for appellee.


The appellant pleaded guilty to arson and was convicted. He contends the court erred in refusing to set aside his guilty plea and grant a new trial because he did not receive the concessions he was promised in exchange for his plea. We find no error and thus affirm.

The appellant was first tried and convicted by a jury. He filed a notice of appeal. Then he and the state agreed that the notice of appeal would be withdrawn and the judgment amended to provide the ten-year sentence would be served concurrently with a sentence of a federal court to which the appellant was subject. The judgment was amended in accordance with the agreement, and the appellant withdrew his notice of appeal.

The Arkansas Department of Correction declined to release the appellant to federal authorities. In an order to the Department of Correction to release the appellant to the federal authorities, the court made it clear the essence of the agreement between the appellant and the state, which the court was trying to implement, was that the appellant would serve his federal sentence first and be given credit for it against his ten-year Arkansas sentence for arson.

Ultimately the appellant was given a new trial because the circuit court found his right to due process under the Arkansas and U.S. constitutions had been violated as he had not been released to the federal authorities to begin serving his federal sentence for which he was to have been given credit against his Arkansas sentence.

At the new trial, the appellant pleaded guilty. His plea was negotiated on the basis of the same agreement, i.e., that his state sentence would run concurrently with his federal sentence. The judgment remanded the appellant to the Nevada County sheriff for delivery to the Arkansas Department of Correction.

The appellant then sought to withdraw his guilty plea pursuant to Ark. R. Crim. P. 26.1, stating that a manifest injustice had occurred because the state "has not, cannot, and/or will not honor its plea agreement." In his order refusing to allow withdrawal of the guilty plea, the court recited that "[t]he Arkansas Department of Corrections is now ready and willing to deliver the Defendant to the Federal authorities." Apparently the only reason the appellant is not receiving the benefit of his plea bargain is that the federal authorities refuse to take him. Both the court and the prosecutor have striven to see to it the agreement is carried out, but they are powerless to do so in view of the refusal of the federal authorities to cooperate by allowing the appellant to begin serving his federal sentence and thus receive credit for it against his state sentence.

[1, 2] We agree with the frustrated trial court that he can do no more. Rule 26.1(a) says withdrawal of a guilty plea may be allowed to correct a manifest injustice. Rule 26.1(c) provides in pertinent part:

Withdrawal of a plea of guilty or nolo contendere shall be deemed to be necessary to correct a manifest injustice if the defendant proves to the satisfaction of the court that:

. . .

(iv) he did not receive the charge or sentence concessions contemplated by a plea agreement and the prosecuting attorney failed to seek or not to oppose the concessions as promised in the plea agreement

While the appellant has not yet received the benefit he anticipated from his bargain, there is no evidence or even suggestion that the prosecutor failed to seek the agreed concession. As the rule implies, no accused is guaranteed he will actually receive the benefit of his plea bargain, but he is guaranteed the prosecutor will seek or not oppose the concessions promised.

The appellant cites only Zoller v. State, 282 Ark. 380, 669 S.W.2d 434 (1984), as a case interpreting Rule 26.1 in his favor. That case is not controlling because there we found it "apparent that' the prosecuting attorney failed to seek the first offender treatment the appellant was promised." 282 Ark. at 385, 669 S.W.2d at 436.

The appellant has received cooperation in full from the prosecutor and the trial court. Should federal authorities relent, he surely will receive credit for time served there on his Arkansas sentence. The appellant gambled on the cooperation of the federal authorities and lost. There is no "manifest injustice" here, as defined in Rule 26.1, thus the trial court correctly ruled the appellant was not entitled to withdraw his guilty plea.

Affirmed.

PURTLE, J., not participating.


Summaries of

Ellis v. State

Supreme Court of Arkansas
Feb 10, 1986
288 Ark. 186 (Ark. 1986)

holding the fact that circumstances beyond the control of the trial court and prosecutor prevent a defendant from getting the benefit of sentence concessions does not constitute "manifest injustice" allowing plea withdrawal where court did everything it could to persuade federal authorities to accept defendant to begin serving ten year federal sentence and receive credit for time served against ten year state sentence, but federal authorities refused acceptance

Summary of this case from Lewis v. State

stating that, if a defendant is transferred to a federal facility to serve his concurrent state and federal sentences as set forth in his plea agreement, "he surely will receive credit for time served there on his Arkansas sentence"

Summary of this case from Kelley v. Hobbs
Case details for

Ellis v. State

Case Details

Full title:Randy Lynn ELLIS v. STATE of Arkansas

Court:Supreme Court of Arkansas

Date published: Feb 10, 1986

Citations

288 Ark. 186 (Ark. 1986)
703 S.W.2d 452

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