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Commonwealth v. Rivers

Superior Court of Pennsylvania
Feb 2, 1976
238 Pa. Super. 319 (Pa. Super. Ct. 1976)

Summary

In Commonwealth v. Rivers, 238 Pa. Super. 319, 357 A.2d 553 (1976), a witness for the prosecution replied non-responsively on cross-examination by defense counsel that the defendant said "he had done a lot of federal time before.

Summary of this case from Com. v. Vazquez

Opinion

September 12, 1975.

February 2, 1976.

Criminal Law — Evidence — Evidence of defendant's prior criminal activities — Testimony that defendant stated "he had done a lot of Federal time before" — Evidence improperly admitted at trial — Prejudicial error — Jury reasonably inferring prior criminal activity — New trial.

1. In this case the defendant was charged with various drug related offenses. A state trooper testified for the prosecution and on cross-examination by defense counsel, he testified that defendant stated that "he had done a lot of Federal time before." It was Held that this evidence was improperly received and the case was remanded for a new trial.

2. The prosecution may not introduce evidence of the defendant's prior criminal conduct as substantive evidence of his guilt of the present charge.

3. The purpose of the above rule is to prevent the conviction of an accused for one crime by the use of evidence that he has committed other unrelated crimes, and to preclude the inference that because he has committed other crimes he was more likely to commit the crime for which he is being tried.

4. The presumed effect of evidence of prior criminal conduct is to predispose the minds of the jurors to believe the accused guilty, and thus effectually to deny him the presumption of innocence.

5. The evidence of prior criminal activity need not be direct evidence of the other crime.

6. Prejudicial error has been committed as long as the jury can reasonably infer prior criminal activity from the evidence presented.

Criminal Law — Practice — Cross-examination by defense counsel of prosecution witness — Answer of witness not invited by the question.

7. Where a question is put to a witness which cannot be answered as put, without including in the answer a statement of fact as explanation, complaint cannot be made that the witness added the necessary explanation.

8. In this case the defense counsel asked the prosecution witness on cross-examination whether the defendant ever stated to him that he knew he was an undercover State Police Officer. It was Held that the question did not invite the answer that defendant had served "Federal time" nor should the answer have reasonably been anticipated.

JACOBS, J., dissented.

Submitted September 12, 1975.

Before WATKINS, P.J., JACOBS, HOFFMAN, CERCONE, PRICE, VAN der VOORT, and SPAETH, JJ.

Appeal, No. 1176, Oct. T., 1975, from judgment of sentence of Court of Common Pleas of Lycoming County, No. 74-10, 272, in case of Commonwealth of Pennsylvania v. Launey E. Rivers. Judgment of sentence reversed and case remanded for new trial.

Indictment charging defendant with unlawful possession and delivery of a controlled substance and conspiracy. Before RAUP, J.

Verdict of guilty and judgment of sentence entered thereon. Defendant appealed.

Launey Earl Rivers, in propria persona, and Charles J. Tague, Assistant Public Defender, and Peter T. Campana, Public Defender, for appellant.

Allen E. Ertel, District Attorney, for Commonwealth, appellee.


This appeal is taken from appellant's conviction of two counts of conspiracy, two counts of unlawful delivery of a controlled substance, and two counts of unlawful possession of a controlled substance.

Trooper Blackledge, an undercover narcotics agent, related the circumstances surrounding the appellant's arrest. He testified that on March 7, 1974, he went to a residence on Brandon Place in Williamsport where he spoke with Robert Moore. Fifteen minutes later, the appellant arrived. The trooper, posing as a dealer from State College, stated that he wanted to purchase some heroin. After a general discussion of drugs, the appellant asked him if he wanted to buy "a spoon of pure" for $500.00. The appellant then demonstrated how to separate the heroin and how to mix it with other substances. Trooper Blackledge paid for the drugs and left.

On March 14, 1974, Trooper Blackledge met the appellant in the parking lot of a shopping center near Williamsport. The trooper followed the appellant to an auto store where the trooper indicated that he wanted to buy some more heroin. Arrangements were made to meet later that day at the Brandon Street residence. When the trooper arrived, he engaged Linda Badger and Robert Moore in conversation. Appellant arrived shortly thereafter, and the topic of conversation turned to the purchase of four spoons of heroin. Trooper Blackledge indicated that he was apprehensive about the size of the sale, but he was reassured when the appellant stated that he regularly engaged in much larger sales. Eventually, an agreement was reached for the purchase of twelve twenty-five pack bundles of heroin for $1500.00. Appellant then left the residence. Linda Badger also departed and returned shortly thereafter with the heroin. Trooper Blackledge paid for the drugs and left.

Robert Moore subsequently pleaded guilty to charges arising out of these transactions. We affirmed the conviction of appellant's other co-conspirator, Linda Badger, in Commonwealth v. Badger, 238 Pa. Super. 284, 357 A.2d 547 (1976).

Appellant was indicted on two counts of conspiracy, two counts of unlawful delivery of a controlled substance, and two counts of unlawful possession of a controlled substance. On October 31, 1974, appellant, after trial by jury, was found guilty of all six counts. After timely post-trial motions were filed, argued and denied, the appellant was sentenced to ten to thirty years' imprisonment, plus costs, fine and restitution. This appeal followed.

Appellant makes numerous contentions regarding actions taken by the lower court. Because we find that testimony concerning the appellant's prior criminal activity was improperly received in evidence, we need not reach appellant's other claims.

The following testimony was elicited on defense counsel's cross-examination of Trooper Blackledge:

"Q. During the conversation that Mr. Rivers allegedly was a party to on the 14th, either in the daytime or in the evening, did Mr. Rivers ever state to you that he knew you were an undercover State Police Officer?

"A. No. He mentioned that he didn't really trust me, because he had taken a tape recorder off a man previously, but I don't think he ever mentioned the fact that you are a policeman. He made it clear to me that he wanted me to work and go through Bobby Moore because he didn't trust me that well. He said he had done a lot of Federal time before." (Emphasis supplied). Appellant's counsel immediately moved for a mistrial, which was denied by the lower court.

Our Supreme Court has often stated that "[i]t is a fundamental precept of the common law that the prosecution may not introduce evidence of the defendant's prior criminal conduct as substantive evidence of his guilt of the present charge. It has been succinctly stated that `[t]he purpose of this rule is to prevent the conviction of an accused for one crime by the use of evidence that he has committed other unrelated crimes, and to preclude the inference that because he has committed other crimes he was more likely to commit the crime for which he is being tried. The presumed effect of such evidence is to predispose the minds of the jurors to believe the accused guilty, and thus effectively to strip him of the presumption of innocence.' Commonwealth v. Trowery, 211 Pa. Super. 171, 173-174, 235 A.2d 171, 172 (1967)." Commonwealth v. Allen, 448 Pa. 177, 181-182, 292 A.2d 373, 375 (1972). The evidence of prior criminal activity need not be direct evidence of the other crime. As long as the jury can reasonably infer prior criminal activity from the evidence presented, prejudicial error has been committed. See Commonwealth v. Craft, 455 Pa. 616, 317 A.2d 213 (1974); Commonwealth v. Allen, supra; Commonwealth v. Groce, 452 Pa. 15, 303 A.2d 917 (1973).

We believe the instant case is controlled by Commonwealth v. Clark, 453 Pa. 449, 309 A.2d 589 (1973). In Clark, the witness testified that ". . . [W]e talked over the situation on the street, he stated that everything was all right and the same two men were dealing for him. I asked him if he knew a Clarence Rose; he stated that he was in prison with him and knew him well. . . ." The Court stated that "the police officer's statement that the appellant had, prior to his arrest for the instant charges, served time in prison certainly conveys, we believe by the clearest implication, a prior conviction for a serious offense. Unlike a mere passing reference to an arrest or a lineup, the fact that appellant had been placed `in prison' strongly infers that there has been a conviction." Commonwealth v. Clark, supra at 452-453, 309 A.2d at 590-591.

In the instant case, Trooper Blackledge stated that appellant had served "Federal time." Because this is a clear indication of prior criminal activity, and because such activity will predispose the jury to find appellant guilty, prejudicial error has been committed.

The lower court found, however, that because appellant's counsel elicited this testimony, the appellant could not complain that he was prejudiced by the trooper's response. In Commonwealth v. Dalton, 199 Pa. Super. 388, 393-394, 185 A.2d 653, 656 (1962), allocatur refused 200 Pa. Super. xxxi (1962), we stated that "[w]here a question is put to a witness which cannot be answered as put, without including in the answer a statement of fact as explanation, complaint cannot be made that the witness added the necessary explanation. . . ." We must determine, therefore, whether the answer should have been reasonably anticipated and whether it was manifestly invited. See Commonwealth v. Brown, 229 Pa. Super. 211, 324 A.2d 392 (1974); Commonwealth v. McGonigle, 228 Pa. Super. 345, 323 A.2d 733 (1974); Commonwealth v. Dalton, supra.

While cross-examining Trooper Blackledge, defense counsel asked ". . . did Mr. Rivers ever state to you that he knew you were an undercover State Police Officer?" The trooper could have simply answered "no." The question was not ambiguously phrased; nor did a complete answer require any explanation. Furthermore, the question was not asked as part of a series of questions dealing with appellant's relationship with the trooper. Trooper Blackledge's answer that appellant had served "Federal time" was not invited nor should it have reasonably been anticipated.

Reversed and remanded for a new trial.

JACOBS, J., dissents.


Summaries of

Commonwealth v. Rivers

Superior Court of Pennsylvania
Feb 2, 1976
238 Pa. Super. 319 (Pa. Super. Ct. 1976)

In Commonwealth v. Rivers, 238 Pa. Super. 319, 357 A.2d 553 (1976), a witness for the prosecution replied non-responsively on cross-examination by defense counsel that the defendant said "he had done a lot of federal time before.

Summary of this case from Com. v. Vazquez

In Commonwealth v. Rivers, 238 Pa. Super. 319, 357 A.2d 553 (1976), we held that the court below erred in denying a mistrial when the defense counsel elicited on cross-examination of a prosecution witness, a state police officer, that an individual told him that the defendant "had done a lot of federal time before."

Summary of this case from Com. v. Gaerttner

In Commonwealth v. Rivers, 238 Pa. Super. 319, 357 A.2d 553 (1976), a state policeman testified that the defendant "said he had done a lot of Federal time before."

Summary of this case from Com. v. Biancone
Case details for

Commonwealth v. Rivers

Case Details

Full title:Commonwealth v. Rivers, Appellant

Court:Superior Court of Pennsylvania

Date published: Feb 2, 1976

Citations

238 Pa. Super. 319 (Pa. Super. Ct. 1976)
357 A.2d 553

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