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Aztec Steel Co. v. Florida Steel Corp.

United States Court of Appeals, Eleventh Circuit
Nov 4, 1982
691 F.2d 480 (11th Cir. 1982)

Summary

finding defendant "willfully flouted court ordered discovery"

Summary of this case from Hornady v. Outokumpu Stainless U.S.

Opinion

No. 81-5961. Non-Argument Calendar.

November 4, 1982.

R. Benjamine Reid, Miami, Fla., for plaintiffs-appellants.

Thomas C. Mac Donald, Jr., Donald A. Gifford, Tampa, Fla., Lewis, Rice, Tucker, Allen Chubb, Frank P. Wolff, Jr., St. Louis, Mo., Harry Kemker, Tampa, Fla., Ralph C. Dell, Tampa, Fla., for defendants-appellees.

Appeals from the United States District Court for the Middle District of Florida.

Before GODBOLD, Chief Judge, FAY and CLARK, Circuit Judges.


This case arises out of the dismissal under Fed.R.Civ.P. 37(b)(2) of appellant's antitrust action for willful failure to comply with court ordered discovery. We affirm.

In 1975 appellants Aztec Steel Company, A.F.S.C.O. Inc., Atlantic Steel Fabricators, Inc. and Fairmont Steel Corporation (hereinafter collectively referred to as Aztec) filed suit against Florida Steel Company, LaClede Steel Company and Bethlehem Steel Corporation. Aztec charged the steel companies with a wide array of antitrust violations.

In the original complaint Georgetown Steel Company and Owen Steel Company of Florida were included as defendants. Private settlements resulted in the dismissal of Georgetown and Owen in 1977.

In 1977 both Bethlehem and LaClede served interrogatories on Aztec. Aztec's answers were both evasive and incomplete. When Bethlehem and LaClede were unable to negotiate complete answers, they filed motions to compel. A magistrate granted the motions and Aztec eventually filed supplemental answers. Bethlehem and LaClede subsequently filed a second motion to compel, claiming that Aztec's answers remained inadequate. The magistrate granted the motion, and Aztec filed another set of supplemental answers. In 1980 Bethlehem and LaClede moved to dismiss, asserting that Aztec's answers to their interrogatories remained incomplete. Florida Steel filed a joinder to the dismissal motions.

In a hearing before the magistrate Aztec asserted for the first time that it was un able to supply complete answers. The magistrate rejected Aztec's claims of good faith and found that it had willfully and knowingly failed to comply with the court's orders. The magistrate recommended that the action be dismissed.

The district court agreed that Aztec had willfully flouted court ordered discovery. The court noted that Aztec's "facile protestations of good faith are simply not borne out of the total record. To the contrary, [its] history of broken promises to Magistrate Game and [its] failure to provide the defendants with basic information in the six years this case has been pending evidence a willful disregard for the Court, the discovery process, and the opposing parties." Atlantic Steel Fabricators, Inc. v. Florida Steel Corporation, No. 76-320 Civ-T-GC, op. at 3 (D.Fla. Aug. 25, 1981). After considering the inefficacy of lesser sanctions, the district court dismissed Aztec's claim against Bethlehem, LaClede and Florida Steel. Aztec subsequently settled with Bethlehem and LaClede. From the dismissal in favor of Florida Steel, Aztec appeals.

The standard of review for a Rule 37(b) dismissal is not whether the reviewing court would, as an original matter, have dismissed the action; it is whether the district court abused its discretion in dismissing the action. National Hockey League v. Metropolitan Hockey Club, 427 U.S. 639, 642, 96 S.Ct. 2778, 2780, 49 L.Ed.2d 747 (1976). Dismissal will not be upheld if a party's failure to comply is due to inability rather than to willfulness, bad faith or disregard of responsibilities. Jones v. Louisiana State Bar Association, 602 F.2d 94 (5th Cir. 1979). When a party demonstrates a flagrant disregard for the court and the discovery process, however, dismissal is not an abuse of discretion. Emerick v. Fenick Industries, Inc., 539 F.2d 1379 (5th Cir. 1976). In reviewing the district court's ruling one consideration is whether a less drastic but equally effective remedy could have been fashioned. Jones v. Louisiana State Bar Association, 602 F.2d at 97. In the instant case the court found that Aztec knowingly and willfully failed to comply with court ordered discovery and that sanctions less severe than dismissal would be ineffective. We are unwilling to conclude that the district court abused its discretion.

Fifth Circuit cases handed down prior to September 30, 1981, are binding precedent in the Eleventh Circuit. Bonner v. City of Prichard, 661 F.2d 1206 (11th Cir. 1981) (en banc).

Aztec contends that the dismissal of its claims against Florida Steel was improper because Florida Steel did not propound any interrogatories. This argument disregards the institutional values Rule 37 is designed to protect. Rule 37 sanctions are imposed not only to prevent unfair prejudice to the litigants but also to insure the integrity of the discovery process. Aztec's contumacious conduct justified the district court's dismissal of the entire action. If we were to hold otherwise, "other parties to other lawsuits would feel freer than we think Rule 37 contemplates they should feel to flout other discovery orders of other District Courts." National Hockey League, 427 U.S. at 643, 96 S.Ct. at 2781.

AFFIRMED.


Summaries of

Aztec Steel Co. v. Florida Steel Corp.

United States Court of Appeals, Eleventh Circuit
Nov 4, 1982
691 F.2d 480 (11th Cir. 1982)

finding defendant "willfully flouted court ordered discovery"

Summary of this case from Hornady v. Outokumpu Stainless U.S.

affirming the district court's dismissal after the sanctioned party failed to comply with the discovery process for six years

Summary of this case from Bahr v. NCL (Bahamas) Ltd.

In Aztec Steel, we affirmed a dismissal where a party provided incomplete responses to interrogatories, despite being ordered to comply with the discovery requests twice.

Summary of this case from Lyons v. O'Quinn

noting that in reviewing a district court's order of dismissal pursuant to Rule 37(b) "one consideration is whether a less drastic but equally effective remedy could have been fashioned."

Summary of this case from International Marine Research Institute v. Rumpel

In Aztec Steel, the Eleventh Circuit affirmed an order of dismissal based upon plaintiff's filing of evasive and incomplete answers to interrogatories.

Summary of this case from Telectron, Inc. v. Overhead Door Corp.
Case details for

Aztec Steel Co. v. Florida Steel Corp.

Case Details

Full title:AZTEC STEEL COMPANY, A.F.S.C.O., INC., ATLANTIC STEEL FABRICATORS, INC.…

Court:United States Court of Appeals, Eleventh Circuit

Date published: Nov 4, 1982

Citations

691 F.2d 480 (11th Cir. 1982)

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