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Auchincloss v. State

Court of Appeals of Maryland
Jun 13, 1952
200 Md. 310 (Md. 1952)

Summary

ruling on motion for new trial

Summary of this case from Surratt v. Prince George's County

Opinion

[No. 189, October Term, 1951.]

Decided June 13, 1952.

CRIMINAL LAW — Venue — Refusal of Trial Court to Order Change of — No Showing of Abuse of Discretion. Where defendant, who was indicted in Calvert County on a charge of abortion, filed a petition alleging that he could not have a fair and impartial trial in that county because he was engaged in the real estate business in that county and was widely known as business manager of a local newspaper, which newspaper had conflicted with business and political interests in the county, and the trial court refused to order a change of venue, and the docket entries showed that the petition was opposed by the State and that there was a hearing on the petition, but the transcript did not show what, if any, evidence was presented in support of the petition, this Court stated that it could not find, on the bald allegations of the petition, that the trial court abused its discretion. The mere fact that the newspaper had "conflicted with business and political interests" would not conclusively establish that defendant could not have a fair trial in that county, even if it could be said to make out a prima facie case, and, in the absence of any evidence to show that the trial court acted arbitrarily and abused or refused to exercise its discretion, this Court could only affirm the action of the lower court. pp. 313-314

CRIMINAL LAW — Jury Cases — Appellate Review of Sufficiency of Evidence — Is Predicated upon Refusal of An Instruction Offered and Ruling Thereon by Trial Court — In Absence of Request for Instructed Verdict, No Review of Sufficiency of Evidence to Sustain Conviction — Court of Appeals Cannot Pass upon Weight of Evidence. Although the jury in a criminal case is still the judge of the law as well as the fact in this State, by amendment to Art. 15, § 5 of the Constitution, it is provided that "the Court may pass upon the sufficiency of the evidence to sustain a conviction." The exception does not in terms confer a right of appeal, but by Code (1939), Art. 27, § 655A, as enacted by Acts of 1949, ch. 596, it is provided that "at the conclusion of the evidence for the State the accused may request an instruction that the evidence is insufficient in law to justify his conviction. If the instruction is refused, he may offer evidence on his own behalf without having reserved the right to do so, but by so doing he withdraws his request for such instruction. The request for such an instruction may be renewed at the end of the whole case. If such an instruction is refused the defendant may appeal from such ruling to the Court of Appeals of Maryland." It is perfectly clear from the constitutional amendment and the supplementary statute that appellate review is predicated upon the refusal of an instruction offered and a ruling thereon by the trial court, and, hence, in the absence of any request for an instruction there can be no review of the sufficiency of the evidence. Thus, where appellant, who was convicted by a jury on a charge of abortion, contended that the trial court erred in not directing a verdict in his favor "of its own volition", but admitted that there was no motion for a directed verdict, this Court held that the question as to the legal sufficiency of the evidence to sustain the conviction was not before it. Further, as to appellant's request that this Court review the jury's error in returning a verdict against the evidence and the weight of the evidence, the Court pointed out that it cannot substitute its findings for those of the jury, and that in no event could it undertake to pass upon the weight of the evidence or decide whether guilt has been shown beyond a reasonable doubt, in a jury trial. pp. 314-316

CRIMINAL LAW — Motion for New Trial — When Heard on Merits, Granting or Refusal of Motion Is Not Reviewable. Where appellant contended that the trial court erred in refusing his motion for a new trial, the contention was without merit. Upon the hearing of such a motion the trial court may consider the weight as well as the sufficiency of the evidence, and when the motion has been heard on the merits the granting or refusal of such a motion is not reviewable. p. 316

CRIMINAL LAW — Contention That Appellant Was Prejudiced by Alleged Remarks by State's Attorney — Allegation That Remarks Were Made, Not Supported by Transcript — No Objection by Defense Counsel and No Ruling by Trial Court — Nothing to Review. Where appellant, who was convicted by a jury on a charge of abortion, contended that his case was prejudiced by certain alleged remarks made by the State's Attorney, and, although he admitted that there was nothing in the transcript to support his statement that such remarks were made, printed in his appendix two affidavits to the effect that they were, which the State denied, and the trial judge certified that the court did not hear the alleged remarks and that at no time was any objection made thereto by defense counsel, this Court held that the record did not show that the remarks were in fact heard by the jury, if, in fact, they were made at all, and, in any event, in the absence of an objection and a ruling thereon by the trial court, there was nothing before this Court to review. pp. 316-318

R.W.W.

Decided June 13, 1952.

Appeal from the Circuit Court for Calvert County (GRAY, JR., J.).

Thomas Monroe Auchincloss was tried before a jury and convicted on a charge of abortion, and he appealed.

Affirmed.

The cause was argued before MARBURY, C.J., and DELAPLAINE, COLLINS, HENDERSON and MARKELL, JJ.

Submitted on brief by C. John Serio and Joseph D. DiLeo for the appellant.

Ambrose T. Hartman, Special Assistant Attorney General, with whom were Hall Hammond, Attorney General, and Arthur W. Dowell, State's Attorney for Calvert County, on the brief, for the appellee.


The appellant was tried and convicted by a jury in the Circuit Court for Calvert County on a charge of abortion, and sentenced by the court to three years in the Maryland Penitentiary and to pay a fine of $500.

The first error assigned is in the refusal of the court to order a change of venue. In his petition the appellant alleged that he could not have a fair and impartial trial in Calvert County because he was engaged in the real estate business in that county and was one of the founders of a newspaper published there; that as business manager of that paper he was "widely known throughout said county as being connected with said local newspaper * * * which has conflicted with business and political interests in Calvert County". The docket entries show that the petition was opposed by the State and that there was a hearing thereon, but the transcript does not show what, if any, evidence was presented in support of the petition.

Article 4, § 8 of the Maryland Constitution, in regard to cases not involving a capital offense, provides that "it shall be necessary for the party making such suggestion to make it satisfactorily appear to the court that such suggestion is true, or that there is reasonable ground for the same". We cannot find, on the bald allegations of the petition, that the court abused its discretion. The mere fact that a local newspaper, of which the accused was business manager, had "conflicted with business and political interests", would not conclusively establish that the accused could not have a fair trial in that county, even if it could be said to make out a prima facie case. "In the absence of evidence to show that the court below acted arbitrarily and abused or refused to exercise the discretion given it by the amendment, this court cannot say that the removal should or should not have been granted, and can only affirm the action of the lower court.'" Downs v. State, 111 Md. 241, 248, 73 A. 893, 895. See also Allers v. State, 144 Md. 75, 78, 124 A. 399 and Newton v. State, 147 Md. 71, 77, 127 A. 123.

The appellant next contends that the trial court erred in not directing a verdict for the defendant "of its own volition". He admits that there was no motion for directed verdict, but contends that "if there is no evidence upon which a reasonable mind might fairly conclude guilt beyond a reasonable doubt, the court should direct a verdict in favor of the defendant." He also asks that we review the jury's error in returning a verdict against the evidence and the weight of the evidence. Of course we cannot substitute our findings for those of the jury.

As pointed out in Shelton v. State, 198 Md. 405, 412, 84 A.2d 76, 79, although the jury in a criminal case is still the judge of the law as well as the fact in Maryland, by amendment to Article 15, § 5 of the Constitution of Maryland, effective December 1, 1950, "the court may pass upon the sufficiency of the evidence to sustain a conviction". The exception does not in terms confer a right of appeal, but by Section 655A, Article 27 of the Code, as enacted by Chapter 596, Acts of 1949, it is provided that "at the conclusion of the evidence for the State the accused may request an instruction that the evidence is insufficient in law to justify his conviction. If the instruction is refused, he may offer evidence on his own behalf without having reserved the right to do so, but by so doing, he withdraws his request for such instruction. The request for such an instruction may be renewed at the end of the whole case. If such an instruction is refused the defendant may appeal from such ruling to the Court of Appeals of Maryland". The procedure specified in the statute is repeated in Rule 5A of the Criminal Rules of Practice and Procedure, with a provision that authorizes the court to instruct a verdict of not guilty, to be entered by the Clerk rather than rendered by the jury, where such an instruction is granted.

It is perfectly clear from the constitutional amendment and the supplementary statute that appellate review is predicated upon the refusal of an instruction offered and a ruling thereon by the trial court. In this respect the statute and the rule follow the analogy to Rule 9 of the Rules Respecting Appeals, of long standing and general applicability, and Rule 4 of the Trial Rules of Practice and Procedure applicable in civil cases. Cf. Wright v. Baker, 197 Md. 315, 319, 79 A.2d 159, 161, Smith v. Carr, 189 Md. 338, 339, 56 A.2d 151 and Schley v. Merritt, 37 Md. 352, 360. In the absence of any request for an instruction there can be no review of the sufficiency of the evidence. Since the question is not before us, we deem it unnecessary to discuss the State's contentions that the appellant has failed to print in his appendix material evidence to support the conviction, and that there is abundant evidence in the record to take the case to the jury.

It is hardly necessary to add that in no event could this court undertake to pass upon the weight of the evidence or decide whether guilt has been shown beyond a reasonable doubt, in a jury trial. Shelton v. State, supra, 198 Md. at page 412. Even in a non-jury trial, where the scope of review is somewhat wider ( Diggins v. State, 198 Md. 504, 84 A.2d 845), it has been held that the degree of proof is for the trier of the facts. Edwards v. State, 198 Md. 132, 158, 83 A.2d 578, 581; Estep v. State, 199 Md. 308, 310, 86 A.2d 470, 471.

The appellant contends that the court erred in refusing his motion for a new trial. Of course, upon the hearing of such a motion the trial court may consider the weight as well as the sufficiency of the evidence. But it has long been established in Maryland that when the motion has been heard on the merits the granting or refusal of such a motion is not reviewable. Wilson v. State, 181 Md. 1, 8, 26 A.2d 770 and cases cited; Newton v. State, 193 Md. 200, 202, 66 A.2d 473. Cf. Snyder v. Cearfoss, 186 Md. 360, 367, 46 A.2d 607.

Finally, the appellant contends that his case was prejudiced by certain alleged remarks made by the State's Attorney, Mr. Dowell, during the course of the trial, although he admits that there is nothing in the transcript to support his statement that such remarks were made. He prints in his appendix two affidavits by Erva Auchincloss and Anthony Tirinato, who state that they were present at the trial seated directly behind the State's Attorney who was about ten feet from the jury box. During the examination of the prosecuting witness as to the nature of the instrument used by the accused, when the witness was slow in answering, they heard Mr. Dowell "state in a side-remark, `she knows damn well what it was'." Again, when the witness had been asked how the accused had used a certain tube, and the witness did not reply, Mr. Dowell remarked: "She knows damn well what he did with the tube. He stuck it in her." At one point Mr. Bowie, attorney for the appellant at the time but not on this appeal, "addressed the court stating `that Mr. Dowell refrain from making these side remarks within hearing of the jury', or words to that effect", but Mr. Dowell "continued this course of conduct for the greater part of the trial."

The State submits two affidavits, one by Mr. Dowell who swears that he made no such statements and that Mr. Bowie, who sat beside him, made no objection to the court and had no occasion to do so. The official court reporter, who was closer to Mr. Dowell than the latter was to the jury, swears that he recorded every comment and objection made by counsel, all colloquy between counsel and the court, and that the transcript is full and complete. Finally, the transcript contains a certification by Judge Gray, who presided, stating that Mr. Dowell was seated "at the right end of the trial table, about twelve feet from the nearest member of the jury, and a slightly less distance from the chair occupied by the court. The reporter was seated approximately five feet from Mr. Dowell and almost directly in front of him. Mr. Bowie, who chiefly conducted the case for the defense, was seated at Mr. Dowell's left about five feet away. During the examination of Miss Casey a member of the Metropolitan Police Force of Washington, D.C. was seated immediately at the right of Mr. Dowell and on several occasions Mr. Dowell conferred with this officer, in whispered conversation. Such conversation was not audible to the court, and I do not believe it was audible to the jury. The court did not hear any `side remark' by the State's Attorney as set forth in the affidavit of Mrs. Auchincloss and Anthony Tirinato. At no time did any member of counsel for the defense interpose any objection concerning any such remark, nor was any motion made with respect thereto."

As we said in State v. May, 196 Md. 152, 159, 75 A.2d 839, 842: "Appellate review is much older than court stenographers. In England judges' notes long did, and to a large extent still do, serve this purpose". Rule 18 of this court, relating to appeals, specifically provides that "if any difference arises as to whether the record truly discloses what occurred in the lower court, the difference shall be submitted to and settled by the court and the record made to conform to the truth". The filing of such a memorandum by the trial judge in answer to an affidavit of the appellant was approved in Francies v. Debaugh, 194 Md. 448, 458-460, 71 A.2d 455, 459, 460.

If we assume, without deciding, that the remarks attributed to Mr. Dowell were prejudicial in their nature, we cannot find on the record that the remarks, not heard by the stenographer or the trial judge, were in fact heard by the jury, if, in fact, they were made at all. In any event, the certification is positive that no objection was raised by counsel for the accused, and thus the trial court had no opportunity to correct the error by an instruction to the jury or otherwise. In the absence of objection and a ruling thereon by the trial court there is nothing before us to review.

Judgment affirmed, with costs.


Summaries of

Auchincloss v. State

Court of Appeals of Maryland
Jun 13, 1952
200 Md. 310 (Md. 1952)

ruling on motion for new trial

Summary of this case from Surratt v. Prince George's County
Case details for

Auchincloss v. State

Case Details

Full title:AUCHINCLOSS v . STATE

Court:Court of Appeals of Maryland

Date published: Jun 13, 1952

Citations

200 Md. 310 (Md. 1952)
89 A.2d 605

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