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Alford v. Sventek

Court of Appeals of the State of New York
Apr 7, 1981
53 N.Y.2d 743 (N.Y. 1981)

Opinion

Argued February 17, 1981

Decided April 7, 1981

Appeal from the Appellate Division of the Supreme Court in the Fourth Judicial Department, JOSEPH J. RICCOTA, J.

David M. Civilette and Anthony J. Spann for appellant.

John K. Plumb for respondents.


MEMORANDUM.

The order of the Appellate Division should be affirmed, with costs.

On November 10, 1976 two vehicles, traveling in opposite directions, rounded a curve and collided, leading to the death of plaintiff's intestate. Each of the vehicles came to rest in its own lane of traffic. The principal issue of negligence at the trial was which vehicle had crossed into the other's lane. The jury returned a verdict of no cause of action. A subsequent poll of the jurors revealed that the vote had been five to one, with juror Dengler having voted consistently for plaintiff. Shortly thereafter this juror revealed in an affidavit and at a later hearing that he had visited the scene of the accident, had run tests on the curve, and had communicated his findings to the other jurors. The Trial Judge set aside the jury verdict and ordered a new trial upon the ground that the jury was subject to outside influences. The Appellate Division reversed and reinstated the verdict, finding no prejudice to the plaintiff on these facts. We find the order of the Appellate Division to be proper and, further, that the plaintiff has failed to demonstrate that he was prejudiced by the juror's unauthorized viewing of the scene of the accident.

In general, a juror is not permitted to impeach his own verdict. However, an exception is made to the general rule when jurors are subject to an outside influence (see, generally, Richardson, Evidence [10th ed — Prince], § 407). Thus, where a juror makes an unauthorized viewing of the scene of a crime, it has been held that the verdict may be impeached (see People v Crimmins, 26 N.Y.2d 319; People v De Lucia, 20 N.Y.2d 275). No ironclad rule concerning juror misconduct has been formulated, and we have observed that "[i]n each case the facts must be examined to determine the nature of the material placed before the jury and the likelihood that prejudice would be engendered" (People v Brown, 48 N.Y.2d 388, 394). On the facts of the present case, prejudice is neither apparent nor existent because here the juror who viewed the scene of the accident was the only jurior voting for the party seeking to overturn the verdict.

Obviously, one of the primary dangers of unauthorized viewings by a juror is that evidence may be considered by the jury against a party who has no opportunity to confront that "witness" or to rebut his evidence. This danger did not, of course, manifest itself in the present case. The juror who had made the unauthorized visit did not communicate observations which could harm plaintiff's case, but instead the juror communicated to the others his conclusion that the defendant must have been at fault. The plaintiff cannot now claim prejudice from this activity; and on the record before us, we can only conclude that the unauthorized visit may have served to influence the one juror who made that visit and voted in plaintiff's favor, but this was irrelevant to the outcome of the case since the remaining five jurors reached an opposite result. Although we have held that an unauthorized visit to the scene of a crime is inherently prejudicial in a criminal matter (see People v Crimmins, supra; People v De Lucia, supra), we decline to hold that such a visit would be inherently prejudicial in a civil matter.

Finally, we emphasize that jurors should continue to be admonished by the Trial Judge that they are not to view the scene of an accident or crime prior to rendering their verdict. Although the unauthorized action of one juror in this case did not lead to such prejudice as to require a new trial, it goes without saying that the courts must be vigilant in preventing any activity which might provide a potential for prejudice.


I would vote to reverse and hold as a matter of law that the misconduct of the juror in this case requires that the verdict be set aside.

We are presented here with the affidavit and testimony of the jury foreman acknowledging that without authorization he visited the scene of the automobile accident and conducted a "test" designed to "get the sensation of what may have happened on the morning of the accident". The test was conducted by the juror driving his passenger automobile, which was significantly different from defendant's 4,300 pound pick-up truck, around the curve on a clear afternoon and on a dry road surface significantly different from the icy surface existing on the day of the fatal crash.

The principal factual question in the trial was whether the plaintiff's car edged into the defendant's lane, thus causing defendant to lose control in an avoidancy maneuver, or whether defendant's excessive speed caused his truck to drift into the plaintiff's path. Expert testimony was presented concerning the radius of the turn, critical speed, centrifugal force and the coefficient of friction. In addition, in the confines of the jury room and away from the safeguards of cross-examination, the jury was exposed to an unsworn witness, the jury foreman no less, who related spurious evidence concerning what apparently went to the heart of the case.

Despite the majority's conclusion that because the visiting juror voted for the losing party the information could not have been prejudicial, the fact remains that we simply do not know precisely how or whether the jury used the information provided. In this situation the misconduct is presumed to be harmful (Adams Laundry Mach. Co. v Prunier, 74 Misc. 529, 531, affd 153 App. Div. 930, affd 214 N.Y. 637) and I find no sufficient basis in this record for the conclusion that the presumption was rebutted.

Few principles in our jurisprudence are more inviolate than that due process requires a trial to be based only on the evidence produced within the procedural safeguards of the court. To be sure, no trial can be perfect, but we have cloaked our trials with specific rules designed to preserve the integrity of our judicial process. Here a most basic rule was violated and the Trial Judge was correct in his determination that the interests of justice required that a mistrial be declared.

Chief Judge COOKE and Judges JASEN, GABRIELLI, JONES and FUCHSBERG concur in memorandum; Judge WACHTLER dissents and votes to reverse in an opinion in which Judge MEYER concurs.

Order affirmed.


Summaries of

Alford v. Sventek

Court of Appeals of the State of New York
Apr 7, 1981
53 N.Y.2d 743 (N.Y. 1981)
Case details for

Alford v. Sventek

Case Details

Full title:GEORGE E. ALFORD, as Administrator of the Estate of DONNA J. ALFORD…

Court:Court of Appeals of the State of New York

Date published: Apr 7, 1981

Citations

53 N.Y.2d 743 (N.Y. 1981)
439 N.Y.S.2d 339
421 N.E.2d 831

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